- Industry professionals with recent, deep risk management experience
- Management programs and solutions to improve risk, compliance and control
- Key Control assessment, development, mapping and implementation
- Tools to enhance organization-wide risk performance
Areas of Focus
- Business Process Management and Key Control Mapping
- Risk/Compliance Artifact Discovery & Process Map Linkage
- Governance, Risk and Control Workflow Automation
- Key Control Test Development/Validation
- Key Control Sampling Plan Development/Validation
- Business as Usual Monitoring, Testing & Remediation
- Risk, Compliance, Audit and Control Consultants with industry Experience
- Test Script Development, Implementation, QA/QC, and Conversion to test warehouses
- Partnerships with Risk Management Training and Business Intelligence Firms
Selected Sample of Experience
- Supported the development of Operational Risk Testing program under major financial institute’s risk and control program
- Assessed multiple approaches and develop standardized process for Retail Banking Risk Testing
- Developed a risk assessment protocol to evaluate the physical and internal controls in check processing & lockbox centers throughout the U.S.
- Designed an assessment approach to review securities and cash controls within global businesses including settlement instruction centralization, application access & review, OFAC monitoring, reconciliations, and application redundancy
- Many others…
