Risk Management

  • Industry professionals with recent, deep risk management experience
  • Management programs and solutions to improve risk, compliance and control
  • Key Control assessment, development, mapping and implementation
  • Tools to enhance organization-wide risk performance

Areas of Focus

  • Business Process Management and Key Control Mapping
  • Risk/Compliance Artifact Discovery & Process Map Linkage
  • Governance, Risk and Control Workflow Automation
  • Key Control Test Development/Validation
  • Key Control Sampling Plan Development/Validation
  • Business as Usual Monitoring, Testing & Remediation
  • Risk, Compliance, Audit and Control Consultants with industry Experience
  • Test Script Development, Implementation, QA/QC, and Conversion to test warehouses
  • Partnerships with Risk Management Training and Business Intelligence Firms

Selected Sample of Experience

  • Supported the development of Operational Risk Testing program under major financial institute’s risk and control program
  • Assessed multiple approaches and develop standardized process for Retail Banking Risk Testing
  • Developed a risk assessment protocol to evaluate the physical and internal controls in check processing & lockbox centers throughout the U.S.
  • Designed an assessment approach to review securities and cash controls within global businesses including settlement instruction centralization, application access & review, OFAC monitoring, reconciliations, and application redundancy
  • Many others…